Legal & Compliance

Regulatory Compliance in FinTech

Navigate complex financial regulations and compliance requirements in the FinTech industry.

Instructor: Ms. Catherine Moore Duration: 10 Weeks 4.5 (1,234 ratings)
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$449

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What you'll learn

  • Understand key financial services regulations.
  • Implement AML and KYC compliance programs.
  • Navigate payment processing regulations.
  • Manage data protection in financial services.
  • Develop regulatory compliance frameworks.
  • Handle regulatory examinations and audits.

Course Content

Module 1: Regulatory Landscape

  • Banking Regulations
  • Payment Laws
  • Securities Regulations
  • Consumer Protection

Module 2: AML & KYC

  • Anti-Money Laundering
  • Customer Due Diligence
  • Suspicious Activity Reporting
  • Sanctions Screening

Module 3: Data & Privacy

  • Financial Data Protection
  • PCI DSS Compliance
  • Cross-Border Transfers
  • Consent Management

Module 4: Compliance Operations

  • Compliance Programs
  • Risk Assessment
  • Training & Awareness
  • Regulatory Reporting

Description

Master the regulatory landscape governing financial technology companies. This course covers banking regulations, payment processing compliance, anti-money laundering (AML), know your customer (KYC) requirements, and data protection in financial services. Learn to build compliance programs, manage regulatory relationships, and navigate licensing requirements.

Instructor

Ms. Catherine Moore

Lead Instructor

Ms. Catherine Moore is a renowned expert in Legal & Compliance with over 10 years of experience.

Course Stats

  • 120+ Video Lessons
  • 30+ Downloadable Resources
  • Skill Level: All Levels
  • Certificate of Completion